中国商法（英文版）

目录

PART ⅠCORPORATION LAW11Evolution of the Chinese Corporation Law

12Legal Framework13Corporations

131General Introduction

132Piercing the Corporate Veil

14Types of Corporations

141Limited Liability Corporations and Joint Stock

Corporations

142Special Types of Corporations in China

143The Single Shareholder Limited Liability

Corporations

144The Wholly Stateowned Corporations

145Public Corporations

15Establishment of a Corporation

151In General

152Incorporators

153Capital

154Articles of Incorporation

155Name and Domicile

156Establishment Procedures

157Inaugural Assembly

16Corporate Capital

161Corporate Capital

162Equity Capital

163Forms of Contribution

17Rights of Shareholders18Corporate Finance

181General Concept

182Types of Stocks

19Corporate Governance

191Corporate Institution

192The Shareholder Meeting

193The Board of Directors

194Managers

195The Board of Supervisors

196Special Provisions for Public Corporations

197Corporate Representatives

198Restrictions and Duties

199Invalid Corporate Resolutions and Relief

110Fiduciary Duties

1101Who Owe the Fiduciary Duties and to Whom the Fiduciary Duties are Owed

1102Duty of Care

1103Duty of Loyalty

1104Derivative Litigation

111Corporate Changes

1111Mergers and Divestitures

1112Corporate Mergers

1113Divestitures

1114Changes in Capitalization

1115Termination of a Corporation

112The Transformation

ContentsChinese Business Law

32PART ⅡFOREIGN INVESTMENT LAW

21History and Evolution of Chinese Foreign Investment Law

22The Governing Regime of Foreign Investment

221The Governing Administrative Framework of Foreign Investment

222The Governing Legal Framework of ForeignInvestment

223The Chinese Constitution

224The Laws

225The Administrative Rules and Regulations

23Foreign Investment Enterprises

231Sinoforeign Equity Joint Ventures (EJVs)

232Sinoforeign Contractual Joint Ventures (CJVs)

233Wholly Foreign Owned Enterprises (WFOEs)

234Foreign Invested Joint Stock Corporations(foreign JSCs)

235Foreign Invested Investment Enterprises

236Branches of Foreign Corporations

24The Establishment Procedures and Requirements of Foreign Investment Enterprises

241Background and Policy Statements

242Legal Procedures

243Capital Issues

244Contributions

25Special Considerations for Mergers and Acquisitions

251Overview

252Special Provisions for Mergers and Acquisitions by Foreign Equity

253Special Provisions for Mergers and Acquisitions by

Foreign Equity—Special Purpose Corporations (SPCs)

254Antitrust Examinations

26Termination and Liquidation

261Introduction

262Ordinary Liquidation Procedures

263Special Liquidation Procedures

PART ⅢSECURITIES LAW

31A Brief Historical Note on the Development of Chinese Securities Law

32Securities

321Types of Securities

322Domestic Stocks

33Basic Principles of the Securities Law

331The San Gong Principles

332Principles of Equality， Voluntariness， Compensation， and Integrity

333Principle of Compliance and Antifraud Principle

334Principle of Divided Management

335Principles of Unitary Governmental Supervision and

Regulation， Industry Selfdisciplinary Regulation， and Audit Supervision

34Securities Issuance

341General Introduction

342Establishment Issuance and New Share Issuance

343Securities Issuance， Examination， and ApprovalSystem

344Conditions for Issuance

35Issuance of Corporate Bonds

351New Issuance

352New Share Issuance of Corporate Bonds

36Application and Examination of Securities Issuance

361Application

362Examination for Securities Issuance

37Securities Underwriting and Sponsorship

38Duty of Securities Underwriters

381Duty to Examine

382Duty to Use Diligent Efforts in Selling Underwritten Securities

383Duty to Return the Securities

384Duty to Report

39Sponsorship54

310The Stock Exchange

311Going Public

3111Conditions for Securities Issuance

3112Stocks

3113The Issuance of Foreign Capital Stocks

3114Share Issuance in Securities Investment Funds

312Bonds

313The Procedures for Going Public

3131Application and Examination

3132The Listing Agreement

3133The Listing Notice

3134Bond Listing Procedures

3135Suspension or Termination of Trading

3136Suspension and Termination of Bond Listing

314Information Disclosure

3141Information

3142Liabilities for Breach of the Duty of Information Disclosure

3143Supervision

315Actions Sanctioned under the Securities Law

3151Insider Trading

3152False or Misleading Statements

3153Civil Liabilities for False and Misleading Statements

3154Enforcement

316Mergers and Acquisitions

3161General Introduction Enforcement

3162Disclosure of Shareholding Interest

317Tender Offer

3171General Concept

3172Disclosure Requirement

3173Report of Tender and Public Notice

3174Revocation and Changes

3175The Agreement to Purchase

3176Rules Regarding the Agreement to Purchase

3177Compulsory Acquisition， Restrictions，and Other

Requirements

318The Stock Exchanges

3181Organizational Struture

3182Membership

3183Rights and Obligations

3184Organizational Structure and Staff

319Securities Registration and Clearing Institutions and Securities Services Institutions

320Supervision and Regulation of Securities Business

3201Securities Market Regulation

3202Securities Market Administrative Regulation

3203Securities Market Selfdisciplinary Regulation

321Security Firms

3211General

3212Establishment

3213Procedures

3214Registered Capital

3215Risk Control

3216Major Changes

322The Transformation

Appendix ⅠRelevant Laws， Rules， and Regulations Regarding Corporations

Appendix ⅡRelevant Laws， Rules， and Regulations Regarding Foreign Investment

Appendix ⅢRelevant Laws， Rules， and Regulations Regarding Securities